Poetry Must Delight AND Instruct

Horace

Tuesday

As I am in the throes of revising my book Does Literature Make Us Better People?, I’m sharing one of the chapters today rather than spending the time to write a blog post. The book has a series of short chapters on how thinkers over the ages have addressed the question. Enjoy.

Quintus Horatius Flaccus (65-8 BCE), author of the most important theoretical work about poetry to emerge from the Roman empire, lived an eventful early life. The son of a freedman, he fought with Brutus and Cassius against Mark Antony and Augustus as a young man, saw his family farm confiscated, and then later reconciled with Augustus after the latter became Caesar. Eventually Horace was rewarded for his odes and satires, many of which would become poetic models for centuries afterwards. Harry Eyres, who in Horace and Me: Life Lessons from an Ancient Poet explains how the poet is an indispensable guide for the Slow Movement, says that Horace remarkably managed to “carve out a space for lyric poetry in a pragmatic, increasingly instrumental and money-driven society.”

To the question of whether literature makes us better people, it is clearly the intent of Horace’s poetry to do so. Many of his poems are concerned with how to live a good life—he’s the author of “carpé diem” or “seize the moment”—and he often counsels taking “a middle way.” The value of his Ars Poetica (The Art of Poetry) for our purposes is that he directly addresses how poetry contributes to this endeavor. This 476-line poem, which for 1500 was regarded as an indispensable guide for practicing poets, recommends maintaining a balance between poetic delight and poetic utility.

The tension between delight and usefulness never goes away, with some people worrying that literature is spoiled when it is yoked to a serious agenda and others worrying that literature is frivolous when it is not. We’ve noted that, for Plato, the divide is so great that poets must be banished altogether from his republic, but Horace contends that we don’t have to choose. While he acknowledges that there are some poets who “wish either to profit or to delight,” the best poets “deliver at once both the pleasures and the necessaries of life.”

Horace sets up as, as opposites in the profit-delight tension, “the tribes of the senior” on the one hand and “the exalted knights” on the other. The first—call them grumpy old men—frown on anything that is not edifying whereas the latter—high spirited young men—“disregard poems which are austere”—by which he probably means preachy and moralistic. Earlier in the poem he talks about what happens with such young men as soon as they shake free of their guardians:

The beardless youth, his guardian being at length discharged, joys in horses, and dogs, and the verdure of the sunny Campus Martius; pliable as wax to the bent of vice, rough to advisers, a slow provider of useful things, prodigal of his money, high-spirited, and amorous, and hasty in deserting the objects of his passion.

If you want to get through to such minds, Horace says, set aside long-winded advice and “superfluous instructions.” This is not to say, however, that the poet should abandon education altogether. Entertain your audience but in a way that sticks close to truth. The poet “who joins the instructive with the agreeable,” Horace declares, “carries off every vote.”

Later theorists will second Horace’s advice. In his Defense of Poesie (c. 1580), poet Sir Philip Sidney says that those who “despise the austere admonitions of the philosopher, and feel not the inward reason they stand upon” may nevertheless “be content to be delighted” by poetry. Therefore, the poet can use beauty to lure them into goodness, “ere themselves be aware, as if they took a medicine of cherries.” In his Battle of the Books (1704), meanwhile, satirist Jonathan Swift characterizes Horace’s dual property of literature as “sweetness and light” and conveys the idea through the symbol of the bee, who makes both honey and wax (used for candles).

Even after asserting that delightful poetry can be used for practical ends, however, Horace still imagines (probably correctly) that, despite his arguments, skeptics still exist who will be “ashamed of the lyric muse, and Apollo the god of song.” He therefore leaves his delicate balancing act and brings out his big guns, piling up one poetic accomplishment upon another.

The legendary poet Orpheus, he says, “deterred the savage race of men from slaughters and inhuman diet”—Orpheus supposedly taught cannibals how to subsist on fruit—and tamed tigers and “furious lions.” Amphion, another figure from Greek mythology, built the walls of Thebes with his music (“was said to give the stones motion with the sound of his lyre”).

Other poets taught people civic responsibility; created a sense of the sacred; regulated sexual behavior (“prohibit[ed] a promiscuous commerce between the sexes”); taught civilization how to conduct marriages; designed cities; and established laws. Homer and the Spartan poet Tyrtaeus, meanwhile, “animated the manly mind to martial achievements with their verses.” Nor should we forget that oracles deliver their pronouncements in poetry and that poetry can be used as a guide to life and a way to praise princes. Oh, and one final thing: think of the delight we take in attending a play at the end of a long day of tedious work. Case closed.

Whether Horace actually believes that the strains of a lyre can shift stones, his encomium to poetry points to the power he senses in it. He knows that he himself is moved and then marshals a host of examples to prove that poetry works on others as well. He will not be the last to trumpet poetry’s practical accomplishments in response to accusations of frivolity—we’re about to see Philip Sidney take up his cause and run with it—but he was the first theorist to expressly argue that literature could be simultaneously serious and delightful, at once a practical tool and a joy unto itself.

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A Partial Defense of Plato’s Poet Ban

Plato and Athena, goddess of wisdom

Monday

Delving into Plato’s suspicion of poetry for my book project (Does Literature Make Us Better People?) recently has me thinking of the conspiracy theories that are driving rightwing crazies. Liberals like me gaze astonished as QAnon believers talk about cannibalistic, pedophile Democrats stealing the election, but Plato long ago warned about the power of stories to circumvent rational thought and undermine good governance. Current political developments prompt me to at least revisit—if not to accept—Plato’s proposal that poets be banished from his ideal republic.

Before delving into the philosopher, however, here’s what Haruki Murakami says about conspiracy believers in 1Q84, a novel that explore alternative realities and a disturbing religious cult. (The title echoes George Orwell’s 1984.) A wealthy dowager who runs a home for battered women, speaking about how this cult rapes little girls, makes an observation that explains the relative success of QAnon, Trump, and others of their ilk:

People have been repeating the same kinds of fraud throughout the world since the beginning of time, using the same old tricks, and still these despicable fakes continue to thrive. That is because most people believe not so much in truth as in things they wish were the truth. Their eyes may be wide open, but they don’t see a thing. Tricking them is as easy as twisting a baby’s arm.

Trickery is all the more powerful when cast as a story. Jonathan Gottshall, in his book The Story Telling Animal: How Stories Makes Us Human, talks about how the ready availability of stories is creating social havoc:

There’s an analogy to be made between our craving for story and our craving for food. A tendency to overeat served our ancestors well when food shortages were a predictable part of life. But now that we modern desk jockeys are awash in cheap grease and corn syrup, overeating is more likely to fatten us up and kill us young. Likewise, it could be that an intense greed for story was healthy for our ancestors but has some harmful consequences in a world where books, MP3 players, TVs, and iPhones make story omnipresent—and where we have, in romance novels and television shows such as Jersey Shore, something like the story equivalent of deep-fried Twinkies.

Gottschall concludes

I think the literary scholar Brian Boyd is right to wonder if overconsuming in a world awash with junk story could lead to something like a “mental diabetes epidemic.”

This isn’t a totally modern phenomenon. Cervantes’s famous protagonist, of course, gets lost in a world of stories and finds himself unable to distinguish between fact and fiction. Jane Austen in Northanger Abbey warns about her heroine Catherine Morland losing perspective from her immersion in Ann Radcliffe’s gothic thrillers. While Catherine doesn’t take a gun and go searching for a Hillary Clinton child trafficking ring in the basement of a local pizza establishment, her hold on reality has become tenuous. Fortunately for her, she has reality-grounded Henry Tilney to set her right.

But what if, not only Radcliffe novels, but Facebook posts, radio shock jocks, and Fox News were all shouting the same nonsense. Are we confident that Catherine would not conclude, at some point, that she should engage in a Regency-period equivalent of storming the U.S. Capitol?

Which brings us back to Plato. It has long been a mystery why this most poetic of philosophers should have such a deep suspicion of poetry. The Elizabethan poet Sir Philip Sidney, finding poetry under attack by a Plato-citing Puritan, writes in his Defense of Poesie,

[M]y burthen is great, that Plato’s name is laid upon me, whom, I must confess, of all philosophers I have ever esteemed most worthy of reverence; and with good reason, since of all philosophers he is the most poetical.

Sidney goes on to say that, if Plato “will defile the fountain out of which his flowing streams have proceeded,” then he must be examined closely, which is what I’ve been doing for the past few weeks.

My conclusion is this: If Plato wants to banish poets from his republic, it’s because of his passion for poetry, not the opposite. Anything that has this much power over him, he figures, must be handled the way one handles a wild lion. Perhaps he can manage things okay, but can other people?

Plato’s love for poetry, especially Homer, is particularly evident in the final book of The Republic, Plato’s extended reflection on the elements needed for a perfect society. After declaring that  “all poetical imitations are ruinous to the understanding of the hearers,” Plato follows up,

[A]lthough I have always from my earliest youth had an awe and love of Homer, which even now makes the words falter on my lips, for he is the great captain and teacher of the whole of that charming tragic company; but a man is not to be reverenced more than the truth, and therefore I will speak out.

Plato explains that, while people in other professions know their specialties first-hand, “poetical imitations”—or fictional representations—are second hand. We go to a statesman, not Homer, to lead our country, and we go to a general, not Homer, to conduct a battle. Plato here is like those parents who insist that their college-age children major in something practical rather than (shudder!) the arts.

Yet for all the ways that he denigrates Homer and the great tragedians (Aeschylus, Sophocles and Euripides), Plato keeps referring to their power. For instance, there’s this:

The best of us, as I conceive, when we listen to a passage of Homer, or one of the tragedians, in which he represents some pitiful hero who is drawling out his sorrows in a long oration, or weeping, and smiting his breast—the best of us, you know, delight in giving way to sympathy, and are in raptures at the excellence of the poet who stirs our feelings most.

Plato contrasts two possible responses to this: the manly rational response (good) and the womanly emotional response (bad). Real men, he essentially says, don’t cry. Oh, and they also philosophize:

But when any sorrow of our own happens to us, then you may observe that we pride ourselves on the opposite quality—we would fain be quiet and patient; this is the manly part, and the other which delighted us in the recitation is now deemed to be the part of a woman.

We come to realize that what Plato most fears is passion. If we haven’t sufficiently trained our “reason,” we will give way to “weeping and lamentation”:

If you consider, I said, that when in misfortune we feel a natural hunger and desire to relieve our sorrow by weeping and lamentation, and that this feeling which is kept under control in our own calamities is satisfied and delighted by the poets;—the better nature in each of us, not having been sufficiently trained by reason or habit, allows the sympathetic element to break loose because the sorrow is another’s; and the spectator fancies that there can be no disgrace to himself in praising and pitying anyone who comes telling him what a good man he is, and making a fuss about his troubles; he thinks that the pleasure is a gain, and why should he be supercilious and lose this and the poem too? …And so the feeling of sorrow which has gathered strength at the sight of the misfortunes of others is with difficulty repressed in our own.

If you allow poets to guide you, Plato warns, you will let “pleasure and pain,” not “law and the reason of mankind” rule your lives:

[W]e are ready to acknowledge that Homer is the greatest of poets and first of tragedy writers; but we must remain firm in our conviction that hymns to the gods and praises of famous men are the only poetry which ought to be admitted into our State. For if you go beyond this and allow the honeyed muse to enter, either in epic or lyric verse, not law and the reason of mankind, which by common consent have ever been deemed best, but pleasure and pain will be the rulers in our State.

Watch out for that honeyed muse!

Socrates refers then to the “ancient quarrel between philosophy and poetry,” which is essentially a quarrel between reason and emotion. But since (as Plato sees it) philosophical reason is the way to truth, then poets must be banished—not in spite of our love for them but because of our love for them. We must cut them out of our lives the way we give up a cherished lover who is not good for us:

If her defence fails, then, my dear friend, like other persons who are enamoured of something, but put a restraint upon themselves when they think their desires are opposed to their interests, so too must we after the manner of lovers give her up, though not without a struggle.

Finally, to clinch his argument, Socrates puts love of poetry in the same category as love of money and power:

[W]ill anyone be profited if under the influence of honor or money or power, aye, or under the excitement of poetry, he neglect justice and virtue? [my emphasis]

Recall that his discussion began with what we can now call the honeyed call of conspiracy theories. Where I—and for that matter Aristotle—diverge from Plato is calling for Reason and Passion, not Reason or Passion. In my view, the greatest literature (including Homer and the great tragedians) gives us full scope to exercise both our rational and our emotional side.

But I appreciate Plato’s warning because there is plenty of stories out there that invite us to set aside critical thinking and immerse ourselves in an emotional bath. Plato responds to literature at such a gut level that he is more aware of the dangers than those who feel less deeply. Thus we literature lovers must take him seriously, even as we voice our disagreements.

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A Young Black Servant Intently Listening

Velázquez, The Servant Girl at Emmaus

Spiritual Sunday

I just stumbled on this lovely Denise Levertov poem about the Emmaus dinner, inspired by a Diego Velazquez. Sometimes entitled The Kitchen Servant, sometimes The Servant Girl at Emmaus, it is striking because it focuses, on the waiting maid rather than Jesus and the disciples, whom one can see in the background. Often our way into sacred stories is through incidental characters, who are easier to relate to.

I’ve posted in the past about Levertov’s magnificent poem about Doubting Thomas. This witness has no doubts.

The Servant Girl at Emmaus
(A Painting by Velázquez)

She listens, listens, holding
her breath. Surely that voice
is his—the one
who had looked at her, once, across the crowd,
as no one ever had looked?
Had seen her? Had spoken as if to her?

Surely those hands were his,
taking the platter of bread from hers just now?
Hands he’d laid on the dying and made them well?

Surely that face—?

The man they’d crucified for sedition and blasphemy.
The man whose body disappeared from its tomb.
The man it was rumored now some women had seen this morning, alive?

Those who had brought this stranger home to their table
don’t recognize yet with whom they sit.
But she in the kitchen, absently touching
           the winejug she’s to take in,
a young Black servant intently listening,

swings round and sees
the light around him
and is sure.

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A Poem for Guilt-Ridden Witnesses

Darnella Frazier, who filmed the Floyd murder, felt guilty for not doing more

Friday

Of the many memorable moments in the Derek Chauvin murder trial, one in particular stood out to me: Darnella Frazier, the 17-year-old who filmed George Floyd’s death, telling the court, “It’s been nights I stayed up apologizing and apologized to George Floyd for not doing more.”

Frazier wasn’t the only witness who felt guilty, even though her filming and their testimony was the most any of them could realistically have done, given that there were four policemen surrounding Floyd. They might find comfort in Lucille Clifton’s “poem with rhyme in it,” which addresses the issue of guilt.

I have come to realize that guilt is often a revolt against feeling powerless, and what could make us feel more powerless than not being able to stop someone from coldly and deliberately killing another before our very eyes? If we feel guilty for our inaction, it is because we tell ourselves there’s something we could have done. As bad as guilt feels, it’s better than acknowledging that we were, in fact, powerless.

In Clifton’s “poem with rhyme in it,” she describes how Blacks live in a world controlled by Whites, which pretty much describes the current imbalance of power between White cops and the Black populace. The Whites in this world live alienated existences, she tells us. While Clifton believes that we can sense things through our hands—she writes frequently of hands and once, when we were colleagues, took my hands in hers to sense the energy flow—she sees Whites having “cut off their own two hands”–which is a way of saying they are disconnected from life. They have created a toxic environment (think of our militarized police, our rampant gun culture, our runaway defense budget), essentially salting the ground.

And yet, despite this, African Americans often feel guilty for things that happen. Again, I can report that I witnessed Clifton feeling guilty for what happened to her children and to her community.

In this poem, however, she steps back and takes a larger view. “i have listened this long dark night/ to the stars,” she tells her fellow African Americans, and “they say it is not our fault.”

So Darnella Frazier, we thank you for courageously standing your ground and shooting the footage that led to Chauvin’s conviction and may result in major police reform in this country. You did more than enough.

And as for the death you witnessed—it was not your fault.

poem with rhyme in it

black people we live in the land
of ones who have cut off their own
two hands
and cannot pick up the strings
connecting them to their lives
who cannot touch whose things
have turned into planets more dangerous
than mars
but i have listened this long dark night
to the stars
black people and though the ground
be bitter as salt
they say it is not our fault

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Joyce’s Eveline & Vaccine Resistance

Henri de Toulouse-Lautrec, The Laundress (1888)

 Thursday

This past weekend, to celebrate my mother’s wedding anniversary—she and my father had been married 65 years when he died—we went out of the Sewanee Inn to celebrate. Everyone in our party of eight had been vaccinated (although we still wore our masks when we entered and the tables were six feet apart), and the occasion was joyous.

Yet even as a bright new day beckons, millions of Americans—mostly Republicans—are resisting the vaccine. Even as we’ve been handed this path back to normality, they’re essentially saying they want to remain in the throes of the pandemic. A James Joyce story from Dubliners comes to mind.

In “Eveline,” a young woman living a very hard life is suddenly presented with an exit. A man who has fallen in love with her wants to marry her and take her to Buenos Aires. The story shows her wrestling with the decision.

She had consented to go away, to leave her home. Was that wise? She tried to weigh each side of the question. In her home anyway she had shelter and food; she had those whom she had known all her life about her. O course she had to work hard, both in the house and at business. What would they say of her in the Stores when they found out that she had run away with a fellow? Say she was a fool, perhaps; and her place would be filled up by advertisement….

But in her new home, in a distant unknown country, it would not be like that. Then she would be married—she, Eveline. People would treat her with respect then. She would not be treated as her mother had been. Even now, though she was over nineteen, she sometimes felt herself in danger of her father’s violence. She knew it was that that had given her the palpitations… [L]atterly he had begun to threaten her and say what he would do to her only for her dead mother’s sake. And now she had nobody to protect her….Besides, the invariable squabble for money on Saturday nights had begun to weary her unspeakably.

Frank, the man she will marry, is like a post-Covid world—which is to say, a breath of fresh air. He introduces her to a whole new way of living:

 He took her to see The Bohemian Girl and she felt elated as she sat in an unaccustomed part of the theatre with him. He was awfully fond of music and sang a little. People knew that they were courting and, when he sang about the lass that loves a sailor, she always felt pleasantly confused. He used to call her Poppens out of fun. First of all it had been an excitement for her to have a fellow and then she had begun to like him. He had tales of distant countries.

Weighing on her mind, however, is a promise she made to her mother on her death bed. Apparently the phrase “derevaun seraun” is garbled Gaelic although interpretations include “the end of pleasure is pain” and “the end of the song is raving madness”:

As she mused the pitiful vision of her mother’s life laid its spell on the very quick of her being—that life of commonplace sacrifices closing in final craziness. She trembled as she heard again her mother’s voice saying constantly with foolish insistence:

“Derevaun Seraun! Derevaun Seraun!”

She stood up in a sudden impulse of terror. Escape! She must escape! Frank would save her. He would give her life, perhaps love, too. But she wanted to live. Why should she be unhappy? She had a right to happiness. Frank would take her in his arms, fold her in his arms. He would save her.

Those Republicans who are refusing vaccinations are under their own spell. They’ve been living in an alternative reality for so long, bashing science for so long, that they can’t accept this miraculous way out when it is offered.

Meanwhile, the rest of us are like Frank calling out,

“Eveline! Evvy!”

He rushed beyond the barrier and called to her to follow. He was shouted at to go on but he still called to her. She set her white face to him, passive, like a helpless animal. Her eyes gave him no sign of love or farewell or recognition.

It’s worth noting that Eveline behaves like a victim of abuse. The father who beats her seems more real to her than the fiancé who promises her a better life. “Sometimes he could be very nice,” she recalls. In our case, the abusers are Donald Trump, cynical GOP politicians, and a cynical Fox News.

On National Public Television news segment recently showed life in Israel following its successful vaccination program. Using vaccination passports, Israelis were working out in gyms and dining in restaurants. Life looked like it used to be. Thinking of how our vaccine resisters seem intent on blocking that prospect for the rest of us, a passage from Henry Vaughan’s “The World” comes to mind:

O fools (said I) thus to prefer dark night
Before true light,
To live in grots and caves, and hate the day…

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Byron, Shelley & Greek Independence


Lipparini, Byron Swearing Oath on Tomb of Marcos Botzaris

Wednesday

Rev. John Morrow, a dear friend and former babysitter (60+ years ago), just sent me a Wall Street Journal article by John Psaropoulos on “how poetry won independence for Greece.” It’s an article tailor-made for Better Living through Beowulf.

 There were a series of Greek uprisings in the 1820s against the Ottoman Turks, who had conquered the Greek peninsula in the 15th century. The rebels captured the attention of the Romantic poets, especially Lord Byron and Percy and Mary Shelley. Looking for historical precedent, Byron referred to two famous victories against numerically superior Persian forces in “The Isles of Greece.” The king sitting on “rocky brow” is Xerxes, who saw his fleet decimated by the Athenian navy:

The mountains look on Marathon—
    And Marathon looks on the sea;
And musing there an hour alone,
    I dream’d that Greece might still be free;
For standing on the Persians’ grave,
I could not deem myself a slave.

A king sate on the rocky brow
    Which looks o’er sea-born Salamis;
And ships, by thousands, lay below,
    And men in nations;—all were his!
He counted them at break of day—
And when the sun set, where were they?

The article quotes classicist Roderick Beaton saying that educated Europeans and Americans saw “something of their own at stake because they’ve been brought up on Homer and Herodotus and Marathon and Salamis.” Therefore, Beaton doesn’t see Byron’s and Shelley’s support as altruistic:

It’s actually the belief that the Hellenic heritage is common to all civilized people and therefore…it’s your own civilization that is threatened by the common enemy.” As a result, hundreds of Europeans fought for the Greek cause, Byron being the most famous.

Byron had a rock star presence that dwarfs anything we see today, with the “Byronic hero” capturing the imagination of young people everywhere, including the Bronte sisters (think Rochester and Heathcliff). Therefore when, a decade before the rebellion, the protagonist of Byron’s long poem Childe Harold’s Pilgrimage calls for the Greeks to rebel, it packed a punch. Don’t look to the French or Russians to save you, Childe Harold tells them. You must do it yourself:

Hereditary bondsmen! know ye not
   Who would be free themselves must strike the blow?
   By their right arms the conquest must be wrought?
   Will Gaul or Muscovite redress ye?  No!
   True, they may lay your proud despoilers low,
   But not for you will Freedom’s altars flame.
   Shades of the Helots! triumph o’er your foe:
   Greece! change thy lords, thy state is still the same;
Thy glorious day is o’er, but not thy years of shame.

Childe Harold, Psaropoulos notes, had been a publishing sensation in 1812, selling out ten editions in three years, an unprecedented accomplishment.

Shelley made his own contribution to the Greek cause, writing his verse play Hellas to help finance the rebellion. The play is best known for its concluding chorus, which imagines a glorious present replacing Greece’s glorious past. Why look to mythological figures like Jason, Orpheus and Ulysses, Shelley asks, when a new great age is beginning?

The world’s great age begins anew,
         The golden years return,
The earth doth like a snake renew
         Her winter weeds outworn:
Heaven smiles, and faiths and empires gleam
Like wrecks of a dissolving dream.

A brighter Hellas rears its mountains
         From waves serener far;
A new Peneus rolls his fountains
      Against the morning star.
Where fairer Tempes bloom, there sleep
Young Cyclads on a sunnier deep.

A loftier Argo cleaves the main,
         Fraught with a later prize;
Another Orpheus sings again,
         And loves, and weeps, and dies.
A new Ulysses leaves once more
Calypso for his native shore.

Oh, write no more the tale of Troy,
         If earth Death’s scroll must be!
Nor mix with Laian rage the joy
         Which dawns upon the free:
Although a subtler Sphinx renew
Riddles of death Thebes never knew.

Another Athens shall arise,
         And to remoter time
Bequeath, like sunset to the skies,
         The splendor of its prime;
And leave, if nought so bright may live,
All earth can take or Heaven can give.

Saturn and Love their long repose
         Shall burst, more bright and good
Than all who fell, than One who rose,
         Than many unsubdu’d:
Not gold, not blood, their altar dowers,
But votive tears and symbol flowers.

Oh cease! must hate and death return?
         Cease! must men kill and die?
Cease! drain not to its dregs the urn
         Of bitter prophecy.
The world is weary of the past,
Oh might it die or rest at last!

Some in Greece lean too much on their past, just as some in Britain and France still imagine themselves as having empires. American boasts of exceptionalism sometimes ring similarly hollow. Shelley wants the Greeks to let go of the past and create new myths.

Neither Byron, who died of a fever after four months in Greece, nor Shelley were terribly practical. Instead of creating new legends, the Greek rebellion proved inept and undermanned. Psaropoulos says of the Greek rebels,

Before the might of Sultan Mehmet’s professional army and navy, they could field only brigands, skirmishers, and fire ships. They had no cavalry, no military navy, no experienced military officers, no central command, no money and barely a government.

In other words, you may not want to listen to poets when you’re contemplating rebellion.

Yet the poems had an effect after all, capturing the imaginations of Britain, France and Russia. These nations had been hostile towards national liberation movements following the Napoleonic years, which had sparked a desire for independence amongst various ethnicities. (I can testify that there is a monument to Napoleon in Ljubljana, Slovenia.) These poets made revolution cool again.

To be sure, political calculations also entered in. The perceived weakness of the Ottoman Emire prompted the nations to support the Greek cause, and after their combined forces decimated the Ottoman navy in the Battle of Navarino, the Greeks achieved independence. Still, the poets had played a part, and the Enlightenment ideals that they embraced prevailed. As a result, Greece

became the first European nation-state forged in the values articulated by the U.S. Declaration of Independence. “Setting up a new state according to enlightenment principles [is] what the Greeks did for the first time,”…says Prof. Beaton. “To create such a state at all…out of materials that existed before 1821 is an extraordinary feat for which the Greeks deserve far more credit that they’re routinely given.”

Don’t underestimate poetry, in other words.

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Plato & Aristotle’s Lit Disagreement

Raphael, detail from School of Athens

Tuesday

The more I work with Plato’s and Aristotle’s views of literature (for my book Does Literature Make Us Better People?), the more I realize that Aristotle is directly responding to his old teacher, even though he doesn’t come out and say so directly. Although, as I noted last week, Aristotle is never as specific about literature’s impact upon audiences as Plato is, I think I finally understand how his Poetics works as a counterargument.

Think about it this way:

Plato: Worse living through Homer and Hesiod
Aristotle: Better living through Aeschylus, Socrates, and Euripides (oh, and also Homer)

Interestingly, both men love literature. Plato, however, is suspicious of his love whereas Aristotle embraces it. Because Plato sees philosophy and poetry at odds, at one point comparing poetry to wild Bacchanalian dancing, he reluctantly banishes poets from his ideal society. The banishment extends to his “beloved” Homer.

One can see how Plato responds to Homer by how he fears others will respond. Take for instance his worries about the scene where Odysseus encounters Achilles in the underworld:

“But was there ever a man more blest by fortune
 than you, Akhilleus? Can there ever be?
 We ranked you with immortals in your lifetime,
 we Argives did, and here your power is royal
 among the dead men’s shades. Think, then, Akhilleus:
 you need not be so pained by death.”

                                                To this
 he answered swiftly:
                                                 “Let me hear no smooth talk
 of death from you, Odysseus, light of councils.
 Better, I say, to break sod as a farm hand
 for some poor country man, on iron rations,
 than lord it over all the exhausted dead.
(trans. Robert Fitzgerald)

Plato is concerned that this scene will cause young warriors to turn cowardly on the battlefield. But could it be that the scene unnerves Plato because it affects him so deeply? Perhaps Homer so grips his mind that he believes he himself would falter should his courage be tested. Better to prevent young minds from encountering such scenes in the first place.

In contrast, Aristotle embraces the intense emotions that literature unleashes in audiences. He see as a plus the fact that audiences experience an emotional purging or purification—a catharsis—when they witness a great play. The more intense the catharsis, the greater the work.

Catharis, Aristotle tells us, is brought about by a combination of pity and fear: we pity what the tragic hero is enduring and we fear that the same could happen to us. If classicist Edith Hall is right that 5th century Greek tragedy captured the conflict between individuals seeking control over their own lives and circumstances that inexorably crush them (see last Thursday’s post), then spectators felt themselves understood and therefore less alone. They were crying for themselves. (“It is Margaret you weep for,” Gerard Manley Hopkins would say.)

While such weeping strikes Plato as unmanly, for Aristotle it is a sign that tragedy is capturing our essential human condition. This is why poetry for him is “a more philosophical and a higher thing than history: for poetry tends to express the universal, history the particular.” Great poetry, with its acute understanding of humans, knows “how a person of a certain type will on occasion speak or act, according to the law of probability or necessity; and it is this universality at which poetry aims in the names she attaches to the personages.”

History, by contrast, is limited by the particular examples: “for example—what Alcibiades did or suffered.”

Plato refuses to grant poetry this special insight into reality. For him, poetry is not only inferior to philosophy but to the practical crafts as well. For instance, if (as his theory of forms goes), there exists an ideal form of a chair that all chairs echo or descend from, then the poet sees neither that ideal form (only God can see it, and possibly philosophers), nor the imitation of the ideal (manufactured by the chair maker). Rather, the artist creates only an imitation of an imitation, and the artist’s audience is yet another step removed. Two degrees of separation from truth, in other words.

Or as Plato also puts it, you don’t read Homer to learn how to drive a chariot—or for that matter, how to become a statesman.

With his own focus on imitation, Aristotle contradicts his master. He’s not concerned with chairs or chariot driving but with the human condition. His contention that literature has a special grasp of universal truth has been echoed by many literary theorists since, among them Sir Philip Sidney, Samuel Johnson, Percy Shelley, Marx and Engels, and W.E.B. Du Bois. All argue that literature’s ability to express truth is its greatest strength, not to mention its primary responsibility. Forget your personal prejudices, they tell artists, and just give us reality. Or as Sidney puts it, “the poet, he nothing affirms.”

(As an aside, I note that philosophers have an on-going debate about whether Aristotle thinks poetry is higher than, not only history, but philosophy as well. Some argue that he thinks poetry’s insights can be folded into a philosophical framework (in which case it isn’t), others that poetry provides a radically different way of knowing. I myself am in the second camp, viewing literature at least on a par with philosophy if not higher. As I see it, literary knowing combines virtual experience with reflection whereas philosophy specializes only in intellectual reflection.)

Poetry, Aristotle says, springs from our desire to imitate, which in turns makes poetry a powerful teaching force: we desire instances of imitation to help us grow. Here’s how Aristotle puts it:

Poetry in general seems to have sprung from two causes, each of them lying deep in our nature. First, the instinct of imitation is implanted in man from childhood, one difference between him and other animals being that he is the most imitative of living creatures, and through imitation learns his earliest lessons; and no less universal is the pleasure felt in things imitated. 

Different form of literature imitate different things. Epic and tragedy (Aristotle mentions Homer and Sophocles) imitate “higher types of character,” comedy (Aristophanes) lower types. As Aristotle puts it, “The graver spirits imitated noble actions, and the actions of good men. The more trivial sort imitated the actions of meaner persons.”

Speaking of action, Aristotle’s considers it more important than character in a tragedy. Through action, we see a person’s character put to the test. This character, Aristotle says, must be good and motivated by a moral purpose but must be brought down by some internal “error or frailty.” Because tragedies ennoble their protagonists, they also inspire imitation-hungry spectators. We grieve when they fall but also take away important lessons.

In the end, Aristotle has more faith than Plato in general audiences to make good choices when moved by literature. We see the same divide today between liberals and conservatives. Both philosophers, however, regard literature as a potent force.

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Faulkner on Racism’s Deep Roots

Monday

I’ve finally read Faulkner’s Intruder in the Dust, which has been on my “books to read” list for decades, and have emerged with mixed feelings. One thing it does very well, however, is help us understand why cops are so likely to shoot African Americans. Although written in 1949, Intruder in the Dust’s deep dive into racism is only too applicable to today’s spate of police killings.

I’m not sure whether we are witnessing an increase in police-on-Black violence or just getting more visual evidence of it, but so many incidents have been packed into the past few weeks that even evangelical pastor and archconservative Pat Robertson is questioning the cops. He has in mind the murder of George Floyd in Minneapolis, the shooting of 22-year-old Daunte Wright in a Brooklyn Park, Minnesota traffic stop, and the Black U.S. army officer stopped, maced, and threatened with execution after Virginia police failed to see his new-car license tag. (One of them said to him, “What’s going on is you’re fixing to ride the lightning, son.”) A number of law enforcement officials were involved in the invasion of the Capitol, and The Guardian newspaper has just reported that

[a] data breach at a Christian crowdfunding website has revealed that serving police officers and public officials have donated money to fundraisers for accused vigilante murderers, far-right activists, and fellow officers accused of shooting black Americans.

By taking us into the minds of southern racists, Faulkner shows us the degree to which White identity is predicated on Black subjugation. In the novel Black farmer Lucas Beauchamp drives the Whites around him crazy by acting as though he is as good as they are. They are therefore looking for a chance to lynch him—not only hang him but burn him alive—after he is accused of shooting a white man. Only because two boys, one Black and one White, and an 80-year-old White woman do some digging around (literally—they dig up the victim’s body) is Lucas discovered to be innocent and saved from a grisly death.

What the Whites in Faulkner’s novel demand from Blacks is what too many cops demand: that they signal submission. Beauchamp refuses to do so, as 16-year-old Chick Mallison discovers:

[W]ithin the next year he was to learn every white man in that whole section of the country had been thinking about him [Lucas Beauchamp] for years: We got to make him be a n*** first. He’s got to admit he’s a n***. Then maybe we will accept him as he seems to intend to be accepted. Because he began at once to learn a good deal more about Lucas. He didn’t hear it: he learned it, all that anyone who knew that part of the country could tell him about the Negro who said ‘ma’am’ to women just as any white man did and who said ‘sir’ and ‘mister’ to you if you were white but who you knew was thinking neither and he knew you knew it but who was not even waiting, daring you to make the next move…[The asterisks are mine]

And further on:

If he would just be a n*** first, just for one second, one little infinitesimal second…

In reading those lines, I think of a twitter thread that I posted upon recently about an African American man whose mother carefully raised him to (among other things) think that the Hardy boys were black. (When she read the books aloud to her children, she transposed them to inner city Detroit.) Because so much of American culture—including its literature—is defined by Whiteness, the effect of the mother’s program was to go against the grain and make Whiteness appear irrelevant. As a result, her son now finds himself behaving differently around Whites than many African Americans. Here’s the relevant passage for today’s discussion:

I honestly believe that the reason a lot of white people think I’m “the real racist” is because I never learned how to care what white people think. There is a subtle, subconscious deference to whiteness that MOST of us have.

Beauchamp refuses to engage in this deference, which Chick discovers early on after the man saves him from drowning and takes him home to dry him off and feed him. Confused that he is in debt to a Black man—we see the extent to which racial superiority is internalized at an early age—Chick tries to pay Beauchamp, only for the man to slap the coins out of his hands. Shaken to the core, Chick becomes obsessed with the matter. Each time he sends him a gift, however, Beauchamp outmaneuvers him with a return gift. Always, Chick remains indebted.

Hegel famously wrote about how, in the master-slave relationship, the master is no less enslaved by the system than the slave, and one sees this operating in Intruder. Chick’s entire sense of his identity, his supposed White superiority, is challenged. In the presence of Beauchamp, he doesn’t know who he is.

We see the same dynamic playing out when Beauchamp is challenged in a store. The White sawmill worker involved could easily be the Virginia cops who pulled over the military officer or the Texas cop who put Sandra Bland in jail (for refusing to stop smoking when he stopped her for a non-offense) or those Whites who have shot Blacks (or called the cops on them) for jogging through their neighborhoods or generally acting as though they belonged where they were. I quote it at length because it gives us such a clear picture of what enrages certain Whites:

[T]his day there were three youngish white men from the crew of a nearby sawmill, all a little drunk, one of whom had a reputation for brawling and violence, and Lucas came in in the worn black broadcloth suit which he wore to town and on Sundays and the worn fine hat and the heavy watch-chain and the [gold] toothpick, and something happened, the story didn’t say or perhaps didn’t even know what, perhaps the way Lucas walked, entered speaking to no one and went to the counter and made his purchase (it was a five-cent carton of gingersnaps) and turned and tore the end from the carton and removed the toothpick and put it into his breast pocket and shook one of the gingersnaps into his palm and put it into his mouth, or perhaps just nothing was enough, the white man on his feet suddenly saying something to Lucas, saying ‘You goddamn biggity stiff-necked stinking burrheaded Edmonds sonofabitch:’ and Lucas chewed the gingersnap and swallowed and the carton already tilted again over his other hand, turned his head quite slowly and looked at the white man a moment and then said:

‘I aint a Edmonds. I dont belong to these new folks. I belongs to the old lot. I’m a McCaslin.’

‘Keep on walking around here with that look on your face and what you’ll be is crowbait,’ the white man said. For another moment or at least a half one Lucas looked at the white man with a calm speculative detachment; slowly the carton in one of his hands tilted further until another gingersnap dropped into his other palm, then lifting the corner of his lip he sucked an upper tooth, quite loud in the abrupt silence but with no implication whatever of either derision or rebuttal or even disagreement, with no implication of anything at all but almost abstractedly, as a man eating gingersnaps in the middle of a hundred-mile solitude would—if he did—suck a tooth, and said:

‘Yes, I heard that idea before, And I notices that the folks that brings it up aint even Edmondses:’ whereupon the white man even as he sprang up reached blindly back where on the counter behind him lay a half-dozen plow singletrees and snatched one of them up and had already started the downswing when the son of the store’s proprietor, himself a youngish active man, came either around or over the counter and grasped the other so that the singletree merely flew harmlessly across the aisle and crashed against the cold stove; then another man was holding the man too.

‘Get out of here, Lucas!’ the proprietor’s son said over his shoulder. But still Lucas didn’t move, quite calm, not even scornful, not even contemptuous, not even very alert, the gaudy carton still poised in his left hand and the small cake in the right, just watching while the proprietor’s son and his companion held the foaming and cursing white man. ‘Get to hell out of here, you damn fool!’ the proprietor’s son shouted: and only then did Lucas move, without haste, turning without haste and going on toward the door, raising his right hand to his mouth so that as he went out the door they could see the steady thrust of his chewing.

We hear a little about the background of the sawmill workers when Chick’s uncle Gavin tells him that their ancestors chose to settle in Mississipi because it reminded them of Scotland:

Which is why the people who chose by preference to live on them on little patches which wouldn’t make eight bushels of corn or fifty pounds of lint cotton an acre even if they were not too steep for a mule to pull a plow across… are people named Gowrie and McCallum and Fraser and Ingrum that used to be Ingraham and Workitt that used to be Urquhart only the one that brought it to America and then Mississippi couldn’t spell it either, who love brawling and fear God and believe in Hell—— 

What Gavin doesn’t mention is that, upon immigrating to the United States, these Scots instantly received a very valuable piece of cultural capital that recompensed them for their poverty: there was another group of people that they could feel superior to. In other words, recent immigrants didn’t start at society’s bottom rung since they could at least tell themselves that they were White. Or as Rep. Marjorie Taylor Green is putting it with her fascist America First movement, “Anglo-Saxon.” [Update: Green has apparently received such negative feedback from GOP leadership for her plans that she is reportedly “scrapping” them. It’s nice to know there are still some limits to rightwing extremism.]

This sense of entitled superiority is so built into the White psyche that it erupts over and over again. Faulkner, however, sees a flicker of hope in Chick, who despite his upbringing also comes to see what racism is doing to the Whites. It begins when, with his sense of indebtedness to Beauchamp, he responds to his request to dig up the body of the victim, which will prove that the white was not shot with Beauchamp’s gun. But it climaxes when he sees how, in the gathering lynch mob, their obsession with their whiteness has erased all individuality. He sees

not faces but a face, not a mass nor even a mosaic of them but a Face: not even ravening nor uninsatiate but just in motion, insensate, vacant of thought or even passion…

I mentioned having mixed feelings about Intruder and some of them lie in how Chick’s uncle, who at times appears to speak for Faulkner (but not always), complains about northern intervention. The south, as the uncle sees it, needs to work out its race problems by itself. Even though federalism has not entirely ensured equal rights for African Americans, however, it’s naïve to think that the south would have (1) given up its slaves without a war and (b) ended Jim Crow without the Supreme Court and the threat of federal troops. Faulkner himself has shown just how deeply racism is embedded in the American psyche.

And therein lies a key value to Intruder in the Dust: we see vividly the toxicity of Whiteness. Intruder also helps us understand why this disease is not limited to the south so that cops in Minnesota and Illinois are just a likely to be infected with it as cops in Virginia and Texas. Only after we have acknowledged the vast scope of the problem can we begin to address it.

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Feeding This Feverish Plot

Caravaggio, The Supper at Emmaus

Spiritual Sunday

I’ve just made a connection that I should have made long ago. Mary Oliver’s “The Fish,” which I’ve taught many times when teaching her American Primitive collection, is about Luke 24:36-48, today’s Gospel reading.

The reading is about one of those moments following the Resurrection where Jesus appears to the disciples. We aren’t told exactly how he appears—he appears to just materialize—but to assure his followers that he something more substantive than a ghost, he eats some food. Here’s the passage:

While they were still talking about this, Jesus himself stood among them and said to them, “Peace be with you.”

They were startled and frightened, thinking they saw a ghost. He said to them, “Why are you troubled, and why do doubts rise in your minds?  Look at my hands and my feet. It is I myself! Touch me and see; a ghost does not have flesh and bones, as you see I have.”

When he had said this, he showed them his hands and feet.  And while they still did not believe it because of joy and amazement, he asked them, “Do you have anything here to eat?”  They gave him a piece of broiled fish, and he took it and ate it in their presence.

He said to them, “This is what I told you while I was still with you: Everything must be fulfilled that is written about me in the Law of Moses, the Prophets and the Psalms.”

Then he opened their minds so they could understand the Scriptures.  He told them, “This is what is written: The Messiah will suffer and rise from the dead on the third day, and repentance for the forgiveness of sins will be preached in his name to all nations, beginning at Jerusalem. You are witnesses of these things.”

In “The Fish,” one encounters images of violence and death, followed by an initiation into mystery.  The poet carefully preparing the fish echoes the eucharistic feast, just as Jesus eating the fish brings to mind the Last Supper. Oliver, who was a practicing Episcopalian, came out of an American tradition (which includes Ralph Waldo Emerson and Emily Dickinson) of finding God in nature. What she describes as the “feverish plot” is our life and death, and while it often involves pain, we are at the same time nourished by mystery—the mystery of our interconnection with nature, the mystery of whatever awaits us after death. Oliver describes this drama elsewhere (in “In Blackwater Woods”) as follows:

Every year
everything

I have ever learned
in my lifetime
leads back to this: the fires
and the black river of loss

whose other side
is salvation,
whose meaning
none of us will ever know.

In the eucharist, of course, Christians symbolically eat the flesh of Christ and drink of his blood in order to be one with God. Think of that as you read the poem:

The Fish

The first fish
I ever caught
would not lie down
quiet in the pail
but flailed and sucked
at the burning
amazement of the air
and died
in the slow pouring off
of rainbows. Later
I opened his body and separated
the flesh from the bones
and ate him. Now the sea
is in me: I am the fish, the fish
glitters in me; we are
risen, tangled together, certain to fall
back to the sea. Out of pain,
and pain, and more pain
we feed this feverish plot, we are nourished
by the mystery.

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